zips/zip-0205.rst

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::
ZIP: 205
Title: Deployment of the Sapling Network Upgrade
Owners: Daira Hopwood <daira@electriccoin.co>
Credits: Simon Liu
Status: Final
Category: Consensus / Network
Created: 2018-10-08
License: MIT
Terminology
===========
The key words "MUST" and "SHOULD" in this document are to be interpreted as
described in RFC 2119. [#RFC2119]_
The terms "consensus branch" and "network upgrade" in this document are to be
interpreted as described in ZIP 200. [#zip-0200]_
The terms "Testnet" and "Mainnet" are to be interpreted as described in
section 3.12 of the Zcash Protocol Specification [#protocol-networks]_.
The terms below are to be interpreted as follows:
Sapling
Code-name for the second Zcash network upgrade, also known as Network Upgrade 1.
Abstract
========
This proposal defines the deployment of the Sapling network upgrade. In addition,
it describes a hard fork that occurred on Testnet to allow "minimum-difficulty"
blocks.
Specification
=============
Sapling deployment
------------------
The primary sources of information about Sapling consensus protocol changes are:
- The Zcash Protocol Specification [#protocol]_.
- Transaction Signature Validation for Sapling [#zip-0243]_.
- Network Upgrade Mechanism [#zip-0200]_.
The network handshake and peer management mechanisms defined in [#zip-0201]_ also
apply to this upgrade.
The following network upgrade constants [#zip-0200]_ are defined for the Sapling
upgrade:
CONSENSUS_BRANCH_ID
``0x76b809bb``
ACTIVATION_HEIGHT (Sapling)
Testnet: 280000
Mainnet: 419200
On Testnet, Sapling had activated prior to this height, but that consensus branch
was rolled back. A subsequent hard fork occurred on Testnet, changing the
difficulty algorithm to accept "minimum-difficulty" blocks under certain
conditions starting at block height 299188.
On both Mainnet and Testnet, Sapling-compatible nodes MUST advertise protocol
version 170007 or later. The minimum peer protocol version that Sapling-compatible
nodes will connect to, remains 170002.
Pre-Sapling nodes are defined as nodes advertising a protocol version less than
170007.
Approximately three days (defined in terms of block height) before the Sapling
activation height, Sapling-compatible nodes will change the behaviour of their peer
connection logic in order to prefer pre-Sapling peers for eviction from the set of
peer connections.
::
/** The period before a network upgrade activates, where connections to upgrading peers are preferred (in blocks). */
static const int NETWORK_UPGRADE_PEER_PREFERENCE_BLOCK_PERIOD = 24 * 24 * 3;
The implementation is similar to that for Overwinter which was described in
[#zip-0201]_.
Once Sapling activates on Testnet or Mainnet, Sapling nodes SHOULD take steps to:
- reject new connections from pre-Sapling nodes;
- disconnect any existing connections to pre-Sapling nodes.
Change to difficulty adjustment on Testnet
------------------------------------------
Section 7.6.3 of the Zcash Protocol Specification [#protocol-diffadjustment]_
describes the algorithm used to adjust the difficulty of a block (defined in terms
of a "target threshold") based on the ``nTime`` and ``nBits`` fields of preceding
blocks.
This algorithm changed on Testnet, starting from block 299188, to allow
"minimum-difficulty" blocks. If the block time of a block from this height onward
is greater than 15 minutes after that of the preceding block, then the block is a
minimum-difficulty block. In that case its ``nBits`` field MUST be set to
ToCompact(PoWLimit), where PoWLimit is the value defined for Testnet in section 5.3
of the Zcash Protocol Specification [#protocol-constants]_, and ToCompact is as
defined in section 7.7.4 of that specification [#protocol-nbits]_.
Note: a previous revision of this ZIP incorrectly said that only the target
threshold of minimum-difficulty blocks is affected. In fact the ``nBits`` field
is modified as well, and this affects difficulty adjustment for subsequent blocks.
This change does not affect Mainnet.
Backward compatibility
======================
Prior to the network upgrade activating, Sapling and pre-Sapling nodes are
compatible and can connect to each other. However, Sapling nodes will have a
preference for connecting to other Sapling nodes, so pre-Sapling nodes will
gradually be disconnected in the run up to activation.
Once the network upgrades, even though pre-Sapling nodes can still accept the
numerically larger protocol version used by Sapling as being valid, Sapling nodes
will always disconnect peers using lower protocol versions.
Support in zcashd
=================
Support for Sapling consensus rules was implemented in zcashd version 2.0.0.
The majority of support for RPC calls and persistence of Sapling z-addresses
was implemented in version 2.0.1. Both of these versions advertise protocol
version 170007.
References
==========
.. [#RFC2119] `RFC 2119: Key words for use in RFCs to Indicate Requirement Levels <https://www.rfc-editor.org/rfc/rfc2119.html>`_
.. [#protocol] `Zcash Protocol Specification, Version 2021.2.16 or later <protocol/protocol.pdf>`_
.. [#protocol-networks] `Zcash Protocol Specification, Version 2021.2.16. Section 3.12: Mainnet and Testnet <protocol/protocol.pdf#networks>`_
.. [#protocol-constants] `Zcash Protocol Specification, Version 2021.2.16. Section 5.3: Constants <protocol/protocol.pdf#constants>`_
.. [#protocol-diffadjustment] `Zcash Protocol Specification, Version 2021.2.16. Section 7.7.3: Difficulty adjustment <protocol/protocol.pdf#diffadjustment>`_
.. [#protocol-nbits] `Zcash Protocol Specification, Version 2021.2.16. Section 7.7.4: nBits conversion <protocol/protocol.pdf#nbits>`_
.. [#zip-0200] `ZIP 200: Network Upgrade Mechanism <zip-0200.rst>`_
.. [#zip-0201] `ZIP 201: Network Peer Management for Overwinter <zip-0201.rst>`_
.. [#zip-0243] `ZIP 243: Transaction Signature Validation for Sapling <zip-0243.rst>`_